Summary of Recommendations
Explain the threat
The most important step U.S. officials can take is to articulate and explain to the
leaderships of critical infrastructure providers and major, dependent users the nature of
the strategic information warfare (SIW) threat, the threat's significance, and the need to
prepare for it. The public develops its perceptions of threats from many sources, but the
public is more likely to take these threats seriously if leaders demonstrate their
seriousness by implementing effective organizational reforms and resource allocation
priorities.
Develop national security policies for the Information Revolution
A policy to protect the United States against an information warfare (IW) attack should
be part of a broader strategy that addresses the total impact of the Information
Revolution on U.S. national security. To date, no U.S. policy review has considered how
the Information Revolution has affected the country's beliefs about security or proper
preparations for dealing with such threats.
- The president should issue an
executive order (EO) establishing U.S. policy and explaining U.S. national security
objectives vis-ŕ-vis the SIW threat.
- The EO should go beyond recent
directives and should address the threat of a concerted IW attack by a sophisticated,
determined opponent.
- The EO should require a top-down
review of existing organizations assigned responsibilities related to IW, information
security, security policy, and cybercrime. The review should result in recommendations
ensuring that organizations' roles are consistent, do not overlap, and do not leave gaps
and specifying how and under what conditions they will interface with each other.
- The EO should establish U.S. policy
and guidance for the use of offensive IW; this policy should address U.S. strategic
doctrine and several objectives in the use of offensive IW:
- Identify the officials who will have
the authority to approve the use of offensive IW under various specified conditions;
- Draft guidelines for acceptable and
prohibited targets under specified conditions;
- Define roles and responsibilities of
the White House, the national security agencies, and the intelligence community under
various specified forms of offensive IW;
- Determine procedures for approval and
oversight of the use of offensive IW (including congressional oversight); and
- Identify high-priority functions for
maintaining national defense, rule of law, emergency preparedness, and continuity of
government, and ensure that these functions can be sustained in the face of SIW.
Make strategic information dominance a national security objective
Currently the United States is a leader in the development and application of
information technology, and it is important that the United States maintain this strategic
information dominance (SID).
To retain leadership in the development and application of information technology and
the dominance of U.S. firms in the computer, communications, and media industries, the
United States must maintain a friendly environment for businesses in the information
industries. The United States should undertake a review of policies and statutes that
affect the ability of the United States to maintain its SID; areas to be reviewed should
include antitrust policies, trade policies, technology export controls, and other
regulations that affect the business environment and U.S. competitiveness.
Adopt policies that ensure critical government services
Federal, state, and local governments have unique roles in ensuring vital government
services national defense, rule of law, and emergency services readiness
even under the stressful conditions of IW attack. Maintaining continuity in these areas
can prove challenging and expensive. Government officials need to identify those functions
that only government can perform and ensure that government has secure information systems
and processes to maintain these functions. This requires updating and expanding government
plans for the Information Age and securing the essential infrastructures upon which all
levels of government depend.
Understand and work with the private sector
Most experts agree that commercial telecommunications and information systems
supporting critical infrastructures will likely be the primary targets in preparation for
an IW strike against the United States. Cooperation by industry will be critical to the
ability of the United States to defend against, detect, and contain such attacks. Reports
by industry leaders suggest that the federal government mind-set still is "government
leads, industry follows."
Indeed, government and business have different objectives and operating modes and often
have good reasons to limit their cooperation. The cultures of government and the U.S.
telecommunications and information industries are very different. The private sector will
need to assume much of the responsibility for protecting itself. Government can help in
specific, but limited, areas:
- Provide information on the nature and
extent of the IW threat. The government still has some sources of intelligence about the
threat that private companies cannot obtain on their own, but analysts and law enforcement
officials may not be able to recognize the evidence of IW aimed at the telecommunications
and information systems of the critical infrastructures. Recent policy directives,
including the establishment of the National Infrastructure Protection Center under the
Federal Bureau of Investigation, aim to improve information sharing, but some legal
barriers still need to be overcome and officials in the law enforcement and intelligence
communities need to cooperate for these measures to be effective.
- Raise the visibility of the threat to
the leadership of critical infrastructure providers and major, dependent users.
- Support private sector efforts (for
example, the Information Systems Security Board [ISSB] proposed by the National Security
Telecommunications Advisory Committee) to improve information security.
- Review the adequacy and effectiveness
of privacy laws, property laws, antitrust laws, and liability issues that are the legal
foundation of the private sector's ability to maintain its integrity and protect itself
from intrusion.
- Provide incentives to the private
sector so that it takes measures that not only improve its own security against SIW
threats but also benefit the country as a whole.
Prepare U.S. military for Information Age conflict
U.S. officials should review the role of IW in U.S. military policy to ensure that U.S.
military forces are prepared:
- Assess the overall role of IW in U.S.
defense policy. The major-regional-conflict standard on which the U.S. military currently
bases its planning is increasingly irrelevant as information systems become the more
likely target of attack. Traditional weapons systems and force structure that dominate
debates on defense spending may become less relevant as IW capabilities develop.
- Clarify U.S. policy on deterrence
with respect to IW. Policy should articulate the linkage between IW and other forms of
power projection.
- Ensure effective oversight with
respect to offensive IW. Because much offensive IW could be covert, U.S. leaders need to
ensure that effective oversight procedures exist.
- Overcome legal obstacles with respect
to red-team exercises.
Prepare U.S. intelligence for Information Age threats
Information warfare threats, which can be generated quickly and from many sources, will
require the United States to rethink many of its most entrenched concepts about how
intelligence is supposed to work. U.S. officials should develop new intelligence methods
necessary to monitor SIW threats:
- Revamp the U.S. intelligence
organization and process to adapt to a less hierarchical, less rigidly knowledge-based
approach. More effective methods for working cooperatively with the law enforcement
community and the industry supporting and building the critical infrastructures platforms
and technologies also are needed.
- Provide indications and warning of
possible attack by working more closely with the private sector as a source of expertise
and information.
- Mandate high-priority intelligence
collection requirements concerning IW. The intelligence community must re-examine and
coordinate its collection methods and requirements.
- Develop plans for recruiting and
outsourcing for the special talent needed to analyze the SIW threat.
- Designate a national intelligence
officer (NIO) whose portfolio is dedicated to offensive and defensive IW.
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