Bruce D. Berkowitz
Pentagon officials and defense analysts have a new topic to add to
their list of postCold War concerns: information warfare, or
IW, in
the usual manner of military-speak. The term refers to the use of
information
systemscomputers, communications networks, data-bases
for military advantage, either by the United States or by a
variety
of unfriendly parties.
IW is drawing increasing attention for at least two reasons.
First, the
United States is potentially vulnerable to IW attack. The United
States, in civilian as well as military matters, is more dependent
on
electronic information systems than is anyone else in the world.
In
addition to the possibility that computer and communications
systems
might prove to be a vulnerable weak link for military forces,
there is also a danger that hostile partiescountries,
terrorist groups,
religious sects multinational corporations, and so oncould
attack
civilian information systems directly. Attacking these systems
could
be easier, less expensive and certainly less risky than, say,
sabotage,
assassination, hijacking or hostage-taking, and a quick
cost-effectiveness
calculation may make IW an aggressors strategy of choice.
The second reason why the defense community is so intrigued with
IW is that it may be as much an opportunity as it is a threat. The
United States may be able to develop new military strategies using
IW that are perfectly tailored to world conditions following the
Cold
War. Information technology is a U.S.
strong suit, and military forces
could use this
know-how to improve our defense capabilities, perhaps
dramatically, against hostile attack and to defeat any aggressor
and to accomplish both missions at the lowest possible cost.
Indeed, U.S. military planners are already taking the first steps
in this
direction.
Yet, despite all of the attention the IW is receiving, several
basic
questions about information warfare remain to be resolved. These
include:
What is the actual IW threat, and how much should the
United
States worry about it? IW aficionados have suggested a number
of scenarios in which IW might be used against us, but other
observers
think at least some of them are farfetched.
If the IW threat is real, what does the United States need
to do in
order to protect itself? Conversely, what must we do in order to
make the most of the IW opportunity?
As a practical matter, how should information warfare be
integrated
into overall U.S. defense planning? Will IW replace some
military capabilities or merely supplement them? Should IW be
considered "special," like atomic weapons or chemical
weapons,
and kept separate from other military forces, or should IW be
part of the militarys overall organization and planning
process?
What are the implications of IW for current concepts of
offense,
defense, coercion, and deterrence? For example, is it more
difficult
to deter an IW attack? Does information warfare automatically
escalate to conventional warfare, or vice versa?
What is the relationship between the military and civilian
society
in preparing for information warfare? Also, how can the nation
protect democratic valuesnamely, freedom of expression and
personal privacywhile taking the measures necessary to
defend
against an IW threat?
These are very basic issues. We have experience in dealing with
similar
questions in other areas of defense policy, but information
warfare
is in many ways quite different. So, if the world is indeed
entering
an Information Age and IW has the potential to improve, un
dermine, or just generally complicate U.S. military planning, we
need
to address such issues now.
ORIGINS OF THE THREAT
Military weapons and military strategy usually reflect the
politics,
economy, andmost especiallythe technology of any given
society.
Even the writers of scripture understood the technological
relationship
between plowshares and swords, and we take for granted
the two-sided nature of nuclear power, long-range jet aircraft,
and
rockets. Thus, todays improvements in computers,
communications,
and other electronic data-processing systems that are driving
economic growth and changing society are also changing military
thinking and planning.
Armies have always used information technologysmoke signals
in
ancient days, telegraphs at the turn of the century,
precision-guided
munitions todaybut until recently information systems were
second
in importance to "real" weapons, such as tanks,
aircraft, and
missiles. Today, information systems are so critical to military
operations
that it is often more effective to attack an opponents
information
systems than to concentrate on destroying its military forces
directly.
Also, because modern societies are themselves so dependent on
information
systems, often the most effective way to attack an opponent
is to attack its civilian information
infrastructurecommercial
communications and broadcasting networks, financial data systems,
transportation control systems, and so on. Not only is this
strategy
more effective in crippling or hurting an opponent, but it often
has
some special advantages of its own, as will be seen.
Some recent books and films have raised the issue of information
mayhem, although they may have exaggerated the dangers. High
school students cannot phone into the U.S. military
command-and-control
system and launch a global thermonuclear strike (ŕ la the
1984 movie War Games), and it would be hard for a band of
international
cyber-terrorists to totally eradicate a womans identity in
the
nations computer systems (as in this years screen
thriller The Net).
But consider some of the scenarios that the Department of Defense
has studied:
Approximately 95 percent of all military communications are
routed through commercial lines. U.S. troops depend on these
communications; in some cases, even highly sensitive intelligence
data is transmitted in encrypted form through commercial
systems. Although hostile countries may not be able to intercept
and decipher the signals, they might be able to jam the civilian
links, cutting off U.S. forces or rendering useless numerous
intelligence
systems costing hundreds of millions of dollars.
The United States buys most of the microchips used in
military
systems from commercial vendors, many of which are located in
foreign countries. The chips are dispersed throughout a variety
of weapons and perform a range of functions. Some experts are
concerned that someone might tamper with these chips, causing
the weapons to fail to perform when needed.
One lesson of Operation Desert Storm is that it is unwise
to provoke
a full-scale conventional military conflict with the United
States and its allies. A more subtle alternative might be to send
several hundred promising students to school to become computer
experts and covert hackers. Such a cadre could develop the
training and tactics to systematically tamper with U.S. government
and civilian computer systems. But unlike pranksters, they
would play for keeps, maximizing the damage they cause and
maintaining a low profile so that the damage is hard to detect.
Some strategic thinkers believe that "economic
warfare" between
countries is the next area of international competition. This may
or may not be so, but it is possible for government experts,
skilled in covert action, to assist their countries
industries by
well-designed dirty tricks. For example, a bogus "beta
tester"
could sabotage the market for a new software product by alleging
on an Internet bulletin board that the prerelease version of the
program has major problems.
Modern military aircraft, such as the B-2 bomber and F-22
fighter, are designed without a single blueprint or drawing.
Rather, they use computer-assisted design/computer-assisted
manufacturing (CAD/CAM), in which all records and manufacturing
instructions are maintained on electronic media and
shared on a closed network. This makes it possible for plants
across the country to share databases and to manufacture
components
that fit together with incredible precision. But it also
makes these programs dependent on the reliability and security
of the network, which might be compromised by an insider with
access.
Like many large-scale industrial operations today, the
military
uses "just-in-time" methods for mobilization. That is,
to cut
costs and improve efficiency, the military services trim
stockpiles
of spare parts and reserve equipment to the minimum, and they
use computers to make sure that the right part or equipment is
delivered precisely when needed to the specific user. If the
computers
go down, everything freezes.
There is a hidden "data component" in virtually
every U.S.
weapon system deployed today; this component may be in the
form of targeting information that must be uploaded into a
munitions guidance system or a "signature" description
that tells
the guidance sensor what to look for on the battlefield (for
example,
the distinctive infrared emission that a particular type of
tank produces from its exhaust). If this information is
unavailable
or corrupted, even the smartest bomb regresses into stupidity.
DOD and think tanks have in recent years been actively studying
the
national security threats that these and other IW scenarios
present to
U.S. security. But it is also important to remember that, in
addition
to the threat to military forces, many of these same
vulnerabilities
apply to commercial industry and the civilian infrastructure.
Virtually
all communications systems are computer-controlled. Virtually
all aircraft and land vehicles have computer-based components.
Most transportation systemsaircraft, railroads, urban
transitare
directed by remote communications and computers. Thus, virtually
all of these civilian systems are also vulnerable to IW attack and
could become targets to unfriendly parties.
THE CHANGING FACE OF WAR
One way to understand the impact of IW on military thinking is to
recall
the evolution of mechanized warfare. Beginning in the mid-1800s,
the Industrial Revolution made it possible to develop new
weapons that were much more capable than anything produced before:
mass-produced machine guns, steam-powered armored warships,
long-range artillery capable of hitting targets from several
miles away, and so on. The military also benefited from technology
that had been developed mainly for civilian purposes, such as
railroads
and telegraphs, which vastly improved the ability of military
forces to mobilize and to maneuver once they arrived at the
battlefield.
War became faster, longer-ranged, and more deadly. Just as
important, new technology also created new targets. Military
forces
became critically dependent on their nations industrial
baseno
factories, no mass-produced weapons, and no mass-produced
weapons meant no victory. So destroying a nations industrial
base
became as important as destroying its army, if not more so.
The result was not just an adjustment in military thinking but a
complete rethinking of how to wage war. Military planners began to
understand that the faster, longer-range weapons offered the
opportunity
of leapfrogging the front lines on a battlefield in order to
destroy
an enemys factories, railroads, and telegraph lines
directly. A
classic case in point is the progression from the invention of the
airplane
to the development of the entirely new doctrine of strategic
bombing. Moreover, these military planners realized that such an
expanded warfare plan was not only a possibility; in many cases,
it
was likely to be the dominant strategy.
Todays information revolution presents a similar situation.
And just
as new theories and doctrines were developed for industrial-age
warfare, so have thinkers begun to develop a theory and doctrine
of
IW. As with mechanized warfare and strategic bombing, where it
took awhile for military thinking to catch up with technology, IW
concepts have required a few years to mature. In fact, just as
aircraft
had been in use for almost three decades before the doctrine of
strategic bombing was invented, the roots of IW also go back many
years. For example, most of the tactics envisioned for attacking
an
opponent through its information systemsdestruction, denial,
exploitation,
and deceptioncan be traced to classical military and
intelligence fields, such as signals intelligence and
cryptography,
electronic countermeasures and jamming, "black"
propaganda and
disinformation, and measures for concealment and camouflage.
What stands clear today is that information technology has reached
critical mass. Information systems are so vital to the military
and
civilian society that they can be the main targets in war, and
they can
also serve as the main means for conducting offensive operations.
In
effect, IW is really the dark side of the Information Age. The
vulnerability
of the military and society to IW attack is a direct result of the
spread of information technology. Conversely, IWs potential
as a
weapon is a direct result of U.S. prowess in information
technology.
Indeed, many of the problems of dealing with IW are linked to the
nature of information technology itself. The most important
feature
may simply be the falling cost of information processing; since
the
1950s costs have declined at a rate of about 90 percent every five
years, and most experts expect this trend to continue for the
foreseeable
future. One result is that information technologyand, with
it,
the ability to play in the IW gameis constantly becoming
more
available, and quite rapidly. Unlike nuclear weapons technology or
aerospace weapons technology, which have been spreading steadily
but slowly, the diffusion of IW technology is likely to
accelerate. If a
party cannot afford some form of information technology and IW
capability
today, it probably will be able to afford the technology tomorrow.
This is evidenced in the spread of dedicated military electronic
systems, but even more in the availability of commercial
information
technology such as computer networks, satellite and fiber-optic
communications, cellular telephone systems, and so on. All of
these can be used for hostile purposes, and can be attacked by a
hostile power.
A second feature of information technology that affects IW is that
as
the technology becomes cheaper and cheaper, it becomes less and
less efficient to control information from a central authority.
Indeed,
one reason for the current increasing pressure in society to
decentralize
government, corporations, and other organizations is that
low-cost information technology makes it affordable and feasible
to
decentralize. The demand and incentives for decentralization are
following the technological opportunity.
This trend runs counter to several centuries of military tradition
and
experience, which are based on hierarchical command structures,
rank, and centralized control. The new technology does not support
the traditional military model. Also, the trend toward
decentralized
information systems changes the governments ability to
interact
with the commercial sector. As result, national security officials
and
military planners must find new ways of issuing instructions and
implementing policies.
DEALING WITH INFOWAR
With these characteristics in mind, it is possible to discuss some
specific issues and problems the United States will face in
dealing
with information warfare.
The IW threat will grow because entry costs are low. As the cost
of information
technology falls, a greater number of foreign governments
and non-government organizations will present a potential IW
threat
to the United States. Countries that could not match the United
States and its Western allies in expensive modern weapons systems,
such as tanks, aircraft, and warships, will be able to buy the
computers
and communications systems necessary to carry out IW.
One defining feature of the postCold War era has been that
the single,
large threat of the Soviet Union has been replaced by a greater
number of lesser threats. The declining cost of information
technology
has facilitated this trend, and many of the new threats will take
the form of IW. As a result, the U.S. military will need to think
about
IW threats coming from a number of different directions.
To complicate matters further, each threat will probably be
some-what
different. One terrorist group might like to fiddle with
transportation
control systems; another might be dedicated to compro-mising
DOD databases. In the past, the United States has tailored its
forces and plans to deal with the single Soviet threat, and has
assumed
that, if it could defeat the Soviet Union militarily, it could
also
deal with what the Pentagon calls "lesser included
threats." In the IW
world, threats are likely to be as varied as tailored software,
and U.S.
military forces will need to deal with each on its own terms.
There will be an international learning curve. Not only will more
players engage in IW, they will steadily get better at it. Because
information
is so easily transferred, everyone can quickly learn from
the IW mistakes that others make. For example, Desert Storm was
essentially a situation in which one side fought a classical
20th-century
conventional war while the other side fought a classical
21st-century
IW war. The Iraqi army was not out-gunned: indeed, it had a
numerical edge, as well as the advantages of fighting from
prepared
defensive positions and its experience in battle gained during
Iraqs
decade-long war with Iran. The U.S. advantage was in information
technologyintelligence, communications, precision-guided
munitions,
night vision equipment, stealth technology, and electronic
countermeasures. As a result, the United States and its coalition
partners were well-coordinated and could adjust their operations
in
real time, whereas Iraqi forces were isolated, disorganized, and
blind.
Its unlikely future foes will repeat Iraqs mistakes
and permit opponents
such a free hand in the contest for what DOD has taken to
calling "information superiority" on the battlefield.
Indeed, a coun-try
or organization with even a rudimentary knowledge of IW could
take countermeasures that can greatly reduce the U.S. advantage.
The upshot is that the United States will have to work hard and
persistently
in order to maintain its present IW advantage. Also, because
the U.S. advantage could potentially be tenuous and fleeting, it
will be necessary to monitor the changing IW threat and develop
the
systems and expertise necessary to deal with it.
THE CHANGING FACE OF DETERRENCE
During the past 50 years, a well-developed body of theory about
conventional
and nuclear deterrence has accumulated. Although Star
Wars advocates may quibble, most strategic thinkers would agree
with U.S. military analyst Bernard Brodie, who noted in 1947 that
it is
hard to mount a foolproof defense against nuclear attack, so the
more plausible strategy is to deter a nuclear attack through the
threat
of retaliation. Alas, the problem seems doubled for IW. So far,
evidence
suggests that not only will defense against IW be difficult; even
an effective plan for deterrence will be hard to pull off.
One of the greatest difficulties in deterring a would-be IW threat
is
that an attacker may be anonymous. A country or nongovernmental
group could tamper with U.S. communications and computer systems
just enough to cause damage, but not enough so the perpetra-tor
can be identified. To paraphrase a metaphor offered by Thomas
Rona, a long-time IW thinker, we will be unlikely to find a
smoking
gun because our opponents will likely use smokeless powder. With
no "attacker ID," it would be hard to determine who
deserves retal-iation,
and without the threat of retaliation, deterrence usually fails.
Indeed, a truly diabolical enemy would most likely adopt the
strategy
of an unseen parasite, quietly causing problems that would be
attributed
to normal glitches we routinely accept with software and
information
systems. (Have you tried installing OS-2 Warp or Windows
95 on your computer? Many people simply expect electronics
to be difficult.)
Another problem for deterrence is that, even if an IW attack is
identified,
it may be difficult to develop an effective option for
retaliation.
As one DOD official has said, "What are we going to do, nuke
them
for turning off our TVs?" An IW attack may be just crippling
and expensive,
rather than lethal, so conventional retaliation (say, an
airstrike) may be unpopular. On the other hand, because the United
States is so dependent on information technology, we would likely
come out on the losing end of a game of IW tit for tat. And mere
diplomatic responses are likely to be ineffective.
Who will be responsible for IW? In the past, the usual response of
the
military to a new technology has been to assign responsibility for
it to
a new organization; for example, the Strategic Air Command (now
simply Strategic Command) was created to assume responsibility for
long-range bombers and missiles. Indeed, within DOD
responsibil-ity
for information technologies has historically been assigned to
specific organizationsthe National Security Agency (NSA) in
the
case of signals intelligence and information systems security, the
Central Intelligence Agency (CIA) in the case of covert operations
such as black propaganda and covert political action, the National
Reconnaissance Office (NRO) in the case of surveillance
satellites,
and so on.
Currently, each of the military services is developing an IW
strategy
to assist it in developing new weapons and doctrine, and
commanders
of U.S. military units deployed in the field are developing plans
for IW in their theater of operation. DOD officials have
mused
brieflywhether to consolidate responsibilities for IW in a
single organization.
Most have quickly concluded that this would not make
sense. Not only would there be turf battles among existing
organizations;
such an organization would be inconsistent with the trend in
which information systems are, in fact, becoming more
decentralized.
Indeed, the more appropriate question may be why we need large
operating organizations such as NSA and NRO when information
systems are becoming cheaper, networked, and decentralized. It
may soon be more efficient for military units to operate their own
signals intelligence and even reconnaissance systems. There
already
is some movement in that direction; for example, Army and Navy
units operate their own reconnaissance drone aircraft.
The objective should be to permit IW technology to spread
throughout
the DOD organization while ensuring that IW operations are
coordinated
so that they are consistent with national policy and the
strategy of military commanders. At the same time, DOD needs to
ensure that IW systems in the military can operate with each other
and with those in the civilian world, without creating an unwieldy
bureaucracy or body of specifications.
PLANNING FOR IW "CIVIL DEFENSE"
Planning for IW requires cooperation between the defense sector
and the commercial sector. Civilian information systems are prime
candidates for attack. So just as cities are targeted in strategic
bombing, in future wars we can expect civilian information systems
to be hacked, tapped, penetrated, bugged, and infected with
computer
viruses.
Another reason for cooperation is that DOD itself depends heavily
on
the civilian information infrastructure. As noted earlier, not
only
does the military use civilian information systems for
"routine" activities
such as mobilization; sometimes even the transmission of
sensitive intelligence data is routed through commercial links.
Obviously,
it would be impossibly expensive for DOD to make the entire
civilian information infrastructure secure to military standards.
And
even if it were affordable, the passwords, encryption systems, and
other security measures would make it incredibly inconvenient for
public use.
Moreover, the governments ability to control or influence
the civilian
information industry is limited. DOD lacks the leverage it has
enjoyed in other situations. For example, the Air Force can
influence
the design of spacecraft because it is the largest operator of
space
systems, but DODs share of the total computing and
communications
market is quite small compared with commercial users. Also,
todays commercial information industry is often ahead of the
defense
industry in developing new technology. So, whereas DOD once
could effectively create industry standards in order to enhance
security
through its leading-edge role in research and development
and its buying power, standards are now being set by companies in
the market. Add to this the burgeoning information industry
worldwide and DODs influence is diminished further.
The upshot is that DOD cannot use traditional-style directives or
specifications to improve the ability to defend the nation against
the
IW threat. If it tries, no matter how well-intentioned, it will
likely fail.
As evidence, consider the recent Clipper Chip episode, in which
the
federal government tried to cajole and coerce the information
industry
to adopt a NSA-developed encryption system. The Clipper Chip
was supposedly indecipherable, but critics claimed that any system
designed by the government would permit the government to read
messages using the code (in cryptography parlance, this is called
"back door access"). According to the critics, the
governments objective
was to preserve the ability of NSA and law enforcement agencies
to read encrypted communications that they intercepted.
Not only did the industry reject the Clipper Chip, but the
government
was unable to prevent private computer programmers from
developing and illegally distributing their own encryption systems
that the government supposedly could not crack or systems (such as
SATAN) that can detect "back doors." The lesson of the
Clipper Chip
is that DOD must use a more sophisticated, less heavy-handed
approach
to get the civilian sector to take measures to protect itself
against the IW threat. Because directives and standards usually
will
not work, DOD officials need to learn how to use incentive systems
instead.
For example, simply informing industry and individuals that they
could be IW targets will often lead them to adopt "street
smart" information
behavior to protect themselves from both foreign and domestic
attack. DOD officials themselves have suggested that the
government
could encourage insurance companies to charge appropriately
higher rates to corporations that did not take reasonable steps
to protect their data or information systems (again, on the
assumption
that making the insurance companies aware of the damage an
IW attack could cause will generally suffice). In cases in which
DOD
is critically dependent on a civilian information link, it may
even
make sense for the government to subsidize the civilian operators
so
that they adopt protective measures.
In other cases, the government may need to face that some of its
traditional activities will simply no longer be possiblefor
example,
easily reading most transmissions that it intercepts. Instead, the
government could concentrate on providing industry with the means
to protect its information system. Indeed, in at least some cases
it
would seem that using the governments technical expertise to
give
U.S. industry an edge in the IW wars may do more for national
security
than collecting and decoding signals.
ENSURING DEMOCRATIC CONTROL OF IW POLICY
Reconciling information security obviously collides with allowing
easy access to information systems and freedom of expression.
However, IW presents another problem for American democracy.
It is possible to imagine ways in which offensive IW tactics might
cost
less or be more effective than conventional military options;
suffice it
to say that almost all the tactics ascribed to our opponents
could, at
least potentially, be considered for adoption by the United
States.
Yet the defense community rarely discusses the offensive use of
information
warfare. The reason for this reticence is that, like intelligence
plans and systems, IW options are easily compromised once
the opponent learns about them. Even in the case of defensive IW,
some government officials are reluctant to discuss the threat,
thinking
that raising attention to U.S. vulnerabilities will encourage new
groups to target the United States.
The problem is that it will be hard to integrate IW into U.S.
defense
planning without building public support. Citizens will need to
understand
why the government is undertaking IW programs and how
the programs may permit other military programs to be phased out.
Without public discussion and understanding of how IW capabilities
might replace some conventional military systems, the nation may
needlessly spend money for both conventional and IW programs.
Secrecy also tends to increase costs by limiting competition and
reducing
the ability of DOD to draw on unclassified and commercial
programs. One reason why commercial information technology is
usually equal or superior to its military counterparts, and almost
always
less expensive, is that greater competition in the private sector
forces innovation and pushes down prices.
Unless U.S. leaders deal with the problem of reconciling secrecy
and
democracy, IW will likely remain a marginal asset. In fact, the
political
system has considerable experience in dealing with such issues;
nuclear weapons, intelligence operations, and covert action are
all
routinely reviewed by Congress and, at a more general level, are
discussed
in the public media. It seems reasonable that the nation can
also have a public debate over the place of IW in U.S. defense
policy
without compromising the policy itself.
PRESCRIPTIONS FOR PREPAREDNESS
Dealing with the IW threat and especially with aggressive
attackers
who use IW as their main weapon against the United States will
require
new approaches. In most cases, it will probably be impossible
to build a foolproof defense for the civilian information
infrastructure.
But it should be possible to prevent "cheap kills" by
informing
the general public and industry of the threat through formal and
informal
networks for government-civilian cooperation.
In the case of vital military communications links and computer
systems,
it may be possible to build hardened "point defenses,"
taking
extra steps to thwart attackers. These could include, for example,
building dedicated transmission lines for communications,
isolating
critical computers from all outside networks, and using hardware
and software security systems that might be excessively expensive
or
inconvenient for commercial use but which are necessary for vital
DOD systems. These measures would also need to be repeated in the
production of hardware and software, and in some cases dedicated
production lines might be necessary for the most sensitive
systems.
Yet, because defense and deterrence are both so difficult to
achieve
in IW, the best strategy to protect the most vital information
systems
may be stealthkeeping the very existence of such an
information
system a secret so that it does not become a target. Of course,
"secret
information system" is the ultimate oxymoron, which is
another way
of saying that such systems will also likely be among the most
expensive,
inefficient, and difficult to use.
The most challenging measures, though, are likely to be political,
economic, and cultural. IW requires new concepts within DOD
because
traditional approaches to military planning and military command
and control will not work for it. And the same is true across
society, where the measures for countering the IW threat will
often
collide with the essential features of the democratic, free-market
system that an IW policy is intended to protect.
|