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WARFARE IN THE INFORMATION AGE


 

Bruce D. Berkowitz

 

Pentagon officials and defense analysts have a new topic to add to

their list of post–Cold War concerns: information warfare, or IW, in

the usual manner of military-speak. The term refers to the use of information

systems—computers, communications networks, data-bases—

for military advantage, either by the United States or by a variety

of unfriendly parties.

IW is drawing increasing attention for at least two reasons. First, the

United States is potentially vulnerable to IW attack. The United

States, in civilian as well as military matters, is more dependent on

electronic information systems than is anyone else in the world. In

addition to the possibility that computer and communications systems

might prove to be a vulnerable weak link for military forces,

there is also a danger that hostile parties—countries, terrorist groups,

religious sects multinational corporations, and so on—could attack

civilian information systems directly. Attacking these systems could

be easier, less expensive and certainly less risky than, say, sabotage,

assassination, hijacking or hostage-taking, and a quick cost-effectiveness

calculation may make IW an aggressor’s strategy of choice.

The second reason why the defense community is so intrigued with

IW is that it may be as much an opportunity as it is a threat. The

United States may be able to develop new military strategies using

IW that are perfectly tailored to world conditions following the Cold

War. Information technology is a U.S. strong suit, and military forces

could use this know-how to improve our defense capabilities, perhaps

dramatically, against hostile attack and to defeat any aggressor

and to accomplish both missions at the lowest possible cost.

Indeed, U.S. military planners are already taking the first steps in this

direction.

Yet, despite all of the attention the IW is receiving, several basic

questions about information warfare remain to be resolved. These

include:

• What is the actual IW threat, and how much should the United

States worry about it? IW aficionados have suggested a number

of scenarios in which IW might be used against us, but other observers

think at least some of them are farfetched.

• If the IW threat is real, what does the United States need to do in

order to protect itself? Conversely, what must we do in order to

make the most of the IW opportunity?

• As a practical matter, how should information warfare be integrated

into overall U.S. defense planning? Will IW replace some

military capabilities or merely supplement them? Should IW be

considered "special," like atomic weapons or chemical weapons,

and kept separate from other military forces, or should IW be

part of the military’s overall organization and planning process?

• What are the implications of IW for current concepts of offense,

defense, coercion, and deterrence? For example, is it more difficult

to deter an IW attack? Does information warfare automatically

escalate to conventional warfare, or vice versa?

• What is the relationship between the military and civilian society

in preparing for information warfare? Also, how can the nation

protect democratic values—namely, freedom of expression and

personal privacy—while taking the measures necessary to defend

against an IW threat?

These are very basic issues. We have experience in dealing with similar

questions in other areas of defense policy, but information warfare

is in many ways quite different. So, if the world is indeed entering

an Information Age and IW has the potential to improve, un

dermine, or just generally complicate U.S. military planning, we need

to address such issues now.

 

ORIGINS OF THE THREAT

Military weapons and military strategy usually reflect the politics,

economy, and—most especially—the technology of any given society.

Even the writers of scripture understood the technological relationship

between plowshares and swords, and we take for granted

the two-sided nature of nuclear power, long-range jet aircraft, and

rockets. Thus, today’s improvements in computers, communications,

and other electronic data-processing systems that are driving

economic growth and changing society are also changing military

thinking and planning.

Armies have always used information technology—smoke signals in

ancient days, telegraphs at the turn of the century, precision-guided

munitions today—but until recently information systems were second

in importance to "real" weapons, such as tanks, aircraft, and

missiles. Today, information systems are so critical to military operations

that it is often more effective to attack an opponent’s information

systems than to concentrate on destroying its military forces

directly.

Also, because modern societies are themselves so dependent on information

systems, often the most effective way to attack an opponent

is to attack its civilian information infrastructure—commercial

communications and broadcasting networks, financial data systems,

transportation control systems, and so on. Not only is this strategy

more effective in crippling or hurting an opponent, but it often has

some special advantages of its own, as will be seen.

Some recent books and films have raised the issue of information

mayhem, although they may have exaggerated the dangers. High

school students cannot phone into the U.S. military command-and-control

system and launch a global thermonuclear strike (ŕ la the

1984 movie War Games), and it would be hard for a band of international

cyber-terrorists to totally eradicate a woman’s identity in the

nation’s computer systems (as in this year’s screen thriller The Net).

But consider some of the scenarios that the Department of Defense

has studied:

• Approximately 95 percent of all military communications are

routed through commercial lines. U.S. troops depend on these

communications; in some cases, even highly sensitive intelligence

data is transmitted in encrypted form through commercial

systems. Although hostile countries may not be able to intercept

and decipher the signals, they might be able to jam the civilian

links, cutting off U.S. forces or rendering useless numerous intelligence

systems costing hundreds of millions of dollars.

• The United States buys most of the microchips used in military

systems from commercial vendors, many of which are located in

foreign countries. The chips are dispersed throughout a variety

of weapons and perform a range of functions. Some experts are

concerned that someone might tamper with these chips, causing

the weapons to fail to perform when needed.

• One lesson of Operation Desert Storm is that it is unwise to provoke

a full-scale conventional military conflict with the United

States and its allies. A more subtle alternative might be to send

several hundred promising students to school to become computer

experts and covert hackers. Such a cadre could develop the

training and tactics to systematically tamper with U.S. government

and civilian computer systems. But unlike pranksters, they

would play for keeps, maximizing the damage they cause and

maintaining a low profile so that the damage is hard to detect.

• Some strategic thinkers believe that "economic warfare" between

countries is the next area of international competition. This may

or may not be so, but it is possible for government experts,

skilled in covert action, to assist their countries’ industries by

well-designed dirty tricks. For example, a bogus "beta tester"

could sabotage the market for a new software product by alleging

on an Internet bulletin board that the prerelease version of the

program has major problems.

• Modern military aircraft, such as the B-2 bomber and F-22

fighter, are designed without a single blueprint or drawing.

Rather, they use computer-assisted design/computer-assisted

manufacturing (CAD/CAM), in which all records and manufacturing

instructions are maintained on electronic media and

shared on a closed network. This makes it possible for plants

across the country to share databases and to manufacture components

that fit together with incredible precision. But it also

makes these programs dependent on the reliability and security

of the network, which might be compromised by an insider with

access.

• Like many large-scale industrial operations today, the military

uses "just-in-time" methods for mobilization. That is, to cut

costs and improve efficiency, the military services trim stockpiles

of spare parts and reserve equipment to the minimum, and they

use computers to make sure that the right part or equipment is

delivered precisely when needed to the specific user. If the computers

go down, everything freezes.

• There is a hidden "data component" in virtually every U.S.

weapon system deployed today; this component may be in the

form of targeting information that must be uploaded into a

munitions guidance system or a "signature" description that tells

the guidance sensor what to look for on the battlefield (for example,

the distinctive infrared emission that a particular type of

tank produces from its exhaust). If this information is unavailable

or corrupted, even the smartest bomb regresses into stupidity.

DOD and think tanks have in recent years been actively studying the

national security threats that these and other IW scenarios present to

U.S. security. But it is also important to remember that, in addition

to the threat to military forces, many of these same vulnerabilities

apply to commercial industry and the civilian infrastructure. Virtually

all communications systems are computer-controlled. Virtually

all aircraft and land vehicles have computer-based components.

Most transportation systems—aircraft, railroads, urban transit—are

directed by remote communications and computers. Thus, virtually

all of these civilian systems are also vulnerable to IW attack and

could become targets to unfriendly parties.

 

THE CHANGING FACE OF WAR

One way to understand the impact of IW on military thinking is to recall

the evolution of mechanized warfare. Beginning in the mid-1800s,

the Industrial Revolution made it possible to develop new

weapons that were much more capable than anything produced before:

mass-produced machine guns, steam-powered armored warships,

long-range artillery capable of hitting targets from several

miles away, and so on. The military also benefited from technology

that had been developed mainly for civilian purposes, such as railroads

and telegraphs, which vastly improved the ability of military

forces to mobilize and to maneuver once they arrived at the battlefield.

War became faster, longer-ranged, and more deadly. Just as

important, new technology also created new targets. Military forces

became critically dependent on their nation’s industrial base—no

factories, no mass-produced weapons, and no mass-produced

weapons meant no victory. So destroying a nation’s industrial base

became as important as destroying its army, if not more so.

The result was not just an adjustment in military thinking but a

complete rethinking of how to wage war. Military planners began to

understand that the faster, longer-range weapons offered the opportunity

of leapfrogging the front lines on a battlefield in order to destroy

an enemy’s factories, railroads, and telegraph lines directly. A

classic case in point is the progression from the invention of the airplane

to the development of the entirely new doctrine of strategic

bombing. Moreover, these military planners realized that such an

expanded warfare plan was not only a possibility; in many cases, it

was likely to be the dominant strategy.

Today’s information revolution presents a similar situation. And just

as new theories and doctrines were developed for industrial-age

warfare, so have thinkers begun to develop a theory and doctrine of

IW. As with mechanized warfare and strategic bombing, where it

took awhile for military thinking to catch up with technology, IW

concepts have required a few years to mature. In fact, just as aircraft

had been in use for almost three decades before the doctrine of

strategic bombing was invented, the roots of IW also go back many

years. For example, most of the tactics envisioned for attacking an

opponent through its information systems—destruction, denial, exploitation,

and deception—can be traced to classical military and

intelligence fields, such as signals intelligence and cryptography,

electronic countermeasures and jamming, "black" propaganda and

disinformation, and measures for concealment and camouflage.

What stands clear today is that information technology has reached

critical mass. Information systems are so vital to the military and

civilian society that they can be the main targets in war, and they can

also serve as the main means for conducting offensive operations. In

effect, IW is really the dark side of the Information Age. The vulnerability

of the military and society to IW attack is a direct result of the

spread of information technology. Conversely, IW’s potential as a

weapon is a direct result of U.S. prowess in information technology.

Indeed, many of the problems of dealing with IW are linked to the

nature of information technology itself. The most important feature

may simply be the falling cost of information processing; since the

1950s costs have declined at a rate of about 90 percent every five

years, and most experts expect this trend to continue for the foreseeable

future. One result is that information technology—and, with it,

the ability to play in the IW game—is constantly becoming more

available, and quite rapidly. Unlike nuclear weapons technology or

aerospace weapons technology, which have been spreading steadily

but slowly, the diffusion of IW technology is likely to accelerate. If a

party cannot afford some form of information technology and IW capability

today, it probably will be able to afford the technology tomorrow.

This is evidenced in the spread of dedicated military electronic

systems, but even more in the availability of commercial information

technology such as computer networks, satellite and fiber-optic

communications, cellular telephone systems, and so on. All of

these can be used for hostile purposes, and can be attacked by a

hostile power.

A second feature of information technology that affects IW is that as

the technology becomes cheaper and cheaper, it becomes less and

less efficient to control information from a central authority. Indeed,

one reason for the current increasing pressure in society to decentralize

government, corporations, and other organizations is that

low-cost information technology makes it affordable and feasible to

decentralize. The demand and incentives for decentralization are

following the technological opportunity.

This trend runs counter to several centuries of military tradition and

experience, which are based on hierarchical command structures,

rank, and centralized control. The new technology does not support

the traditional military model. Also, the trend toward decentralized

information systems changes the government’s ability to interact

with the commercial sector. As result, national security officials and

military planners must find new ways of issuing instructions and

implementing policies.

 

DEALING WITH INFOWAR

With these characteristics in mind, it is possible to discuss some

specific issues and problems the United States will face in dealing

with information warfare.

The IW threat will grow because entry costs are low. As the cost of information

technology falls, a greater number of foreign governments

and non-government organizations will present a potential IW threat

to the United States. Countries that could not match the United

States and its Western allies in expensive modern weapons systems,

such as tanks, aircraft, and warships, will be able to buy the computers

and communications systems necessary to carry out IW.

One defining feature of the post–Cold War era has been that the single,

large threat of the Soviet Union has been replaced by a greater

number of lesser threats. The declining cost of information technology

has facilitated this trend, and many of the new threats will take

the form of IW. As a result, the U.S. military will need to think about

IW threats coming from a number of different directions.

To complicate matters further, each threat will probably be some-what

different. One terrorist group might like to fiddle with transportation

control systems; another might be dedicated to compro-mising

DOD databases. In the past, the United States has tailored its

forces and plans to deal with the single Soviet threat, and has assumed

that, if it could defeat the Soviet Union militarily, it could also

deal with what the Pentagon calls "lesser included threats." In the IW

world, threats are likely to be as varied as tailored software, and U.S.

military forces will need to deal with each on its own terms.

There will be an international learning curve. Not only will more

players engage in IW, they will steadily get better at it. Because information

is so easily transferred, everyone can quickly learn from

the IW mistakes that others make. For example, Desert Storm was

essentially a situation in which one side fought a classical 20th-century

conventional war while the other side fought a classical 21st-century

IW war. The Iraqi army was not out-gunned: indeed, it had a

numerical edge, as well as the advantages of fighting from prepared

defensive positions and its experience in battle gained during Iraq’s

decade-long war with Iran. The U.S. advantage was in information

technology—intelligence, communications, precision-guided munitions,

night vision equipment, stealth technology, and electronic

countermeasures. As a result, the United States and its coalition

partners were well-coordinated and could adjust their operations in

real time, whereas Iraqi forces were isolated, disorganized, and blind.

It’s unlikely future foes will repeat Iraq’s mistakes and permit opponents

such a free hand in the contest for what DOD has taken to

calling "information superiority" on the battlefield. Indeed, a coun-try

or organization with even a rudimentary knowledge of IW could

take countermeasures that can greatly reduce the U.S. advantage.

The upshot is that the United States will have to work hard and persistently

in order to maintain its present IW advantage. Also, because

the U.S. advantage could potentially be tenuous and fleeting, it

will be necessary to monitor the changing IW threat and develop the

systems and expertise necessary to deal with it.

 

THE CHANGING FACE OF DETERRENCE

During the past 50 years, a well-developed body of theory about conventional

and nuclear deterrence has accumulated. Although Star

Wars advocates may quibble, most strategic thinkers would agree

with U.S. military analyst Bernard Brodie, who noted in 1947 that it is

hard to mount a foolproof defense against nuclear attack, so the

more plausible strategy is to deter a nuclear attack through the threat

of retaliation. Alas, the problem seems doubled for IW. So far, evidence

suggests that not only will defense against IW be difficult; even

an effective plan for deterrence will be hard to pull off.

One of the greatest difficulties in deterring a would-be IW threat is

that an attacker may be anonymous. A country or nongovernmental

group could tamper with U.S. communications and computer systems

just enough to cause damage, but not enough so the perpetra-tor

can be identified. To paraphrase a metaphor offered by Thomas

Rona, a long-time IW thinker, we will be unlikely to find a smoking

gun because our opponents will likely use smokeless powder. With

no "attacker ID," it would be hard to determine who deserves retal-iation,

and without the threat of retaliation, deterrence usually fails.

Indeed, a truly diabolical enemy would most likely adopt the strategy

of an unseen parasite, quietly causing problems that would be attributed

to normal glitches we routinely accept with software and information

systems. (Have you tried installing OS-2 Warp or Windows

95 on your computer? Many people simply expect electronics

to be difficult.)

Another problem for deterrence is that, even if an IW attack is identified,

it may be difficult to develop an effective option for retaliation.

As one DOD official has said, "What are we going to do, nuke them

for turning off our TVs?" An IW attack may be just crippling and expensive,

rather than lethal, so conventional retaliation (say, an

airstrike) may be unpopular. On the other hand, because the United

States is so dependent on information technology, we would likely

come out on the losing end of a game of IW tit for tat. And mere

diplomatic responses are likely to be ineffective.

Who will be responsible for IW? In the past, the usual response of the

military to a new technology has been to assign responsibility for it to

a new organization; for example, the Strategic Air Command (now

simply Strategic Command) was created to assume responsibility for

long-range bombers and missiles. Indeed, within DOD responsibil-ity

for information technologies has historically been assigned to

specific organizations—the National Security Agency (NSA) in the

case of signals intelligence and information systems security, the

Central Intelligence Agency (CIA) in the case of covert operations

such as black propaganda and covert political action, the National

Reconnaissance Office (NRO) in the case of surveillance satellites,

and so on.

Currently, each of the military services is developing an IW strategy

to assist it in developing new weapons and doctrine, and commanders

of U.S. military units deployed in the field are developing plans

for IW in their theater of operation. DOD officials have mused—

briefly—whether to consolidate responsibilities for IW in a single organization.

Most have quickly concluded that this would not make

sense. Not only would there be turf battles among existing organizations;

such an organization would be inconsistent with the trend in

which information systems are, in fact, becoming more decentralized.

Indeed, the more appropriate question may be why we need large

operating organizations such as NSA and NRO when information

systems are becoming cheaper, networked, and decentralized. It

may soon be more efficient for military units to operate their own

signals intelligence and even reconnaissance systems. There already

is some movement in that direction; for example, Army and Navy

units operate their own reconnaissance drone aircraft.

The objective should be to permit IW technology to spread throughout

the DOD organization while ensuring that IW operations are coordinated

so that they are consistent with national policy and the

strategy of military commanders. At the same time, DOD needs to

ensure that IW systems in the military can operate with each other

and with those in the civilian world, without creating an unwieldy

bureaucracy or body of specifications.

 

PLANNING FOR IW "CIVIL DEFENSE"

Planning for IW requires cooperation between the defense sector

and the commercial sector. Civilian information systems are prime

candidates for attack. So just as cities are targeted in strategic

bombing, in future wars we can expect civilian information systems

to be hacked, tapped, penetrated, bugged, and infected with computer

viruses.

Another reason for cooperation is that DOD itself depends heavily on

the civilian information infrastructure. As noted earlier, not only

does the military use civilian information systems for "routine" activities

such as mobilization; sometimes even the transmission of

sensitive intelligence data is routed through commercial links. Obviously,

it would be impossibly expensive for DOD to make the entire

civilian information infrastructure secure to military standards. And

even if it were affordable, the passwords, encryption systems, and

other security measures would make it incredibly inconvenient for

public use.

Moreover, the government’s ability to control or influence the civilian

information industry is limited. DOD lacks the leverage it has

enjoyed in other situations. For example, the Air Force can influence

the design of spacecraft because it is the largest operator of space

systems, but DOD’s share of the total computing and communications

market is quite small compared with commercial users. Also,

today’s commercial information industry is often ahead of the defense

industry in developing new technology. So, whereas DOD once

could effectively create industry standards in order to enhance security

through its leading-edge role in research and development

and its buying power, standards are now being set by companies in

the market. Add to this the burgeoning information industry

worldwide and DOD’s influence is diminished further.

The upshot is that DOD cannot use traditional-style directives or

specifications to improve the ability to defend the nation against the

IW threat. If it tries, no matter how well-intentioned, it will likely fail.

As evidence, consider the recent Clipper Chip episode, in which the

federal government tried to cajole and coerce the information industry

to adopt a NSA-developed encryption system. The Clipper Chip

was supposedly indecipherable, but critics claimed that any system

designed by the government would permit the government to read

messages using the code (in cryptography parlance, this is called

"back door access"). According to the critics, the government’s objective

was to preserve the ability of NSA and law enforcement agencies

to read encrypted communications that they intercepted.

Not only did the industry reject the Clipper Chip, but the government

was unable to prevent private computer programmers from

developing and illegally distributing their own encryption systems

that the government supposedly could not crack or systems (such as

SATAN) that can detect "back doors." The lesson of the Clipper Chip

is that DOD must use a more sophisticated, less heavy-handed approach

to get the civilian sector to take measures to protect itself

against the IW threat. Because directives and standards usually will

not work, DOD officials need to learn how to use incentive systems

instead.

For example, simply informing industry and individuals that they

could be IW targets will often lead them to adopt "street smart" information

behavior to protect themselves from both foreign and domestic

attack. DOD officials themselves have suggested that the government

could encourage insurance companies to charge appropriately

higher rates to corporations that did not take reasonable steps

to protect their data or information systems (again, on the assumption

that making the insurance companies aware of the damage an

IW attack could cause will generally suffice). In cases in which DOD

is critically dependent on a civilian information link, it may even

make sense for the government to subsidize the civilian operators so

that they adopt protective measures.

In other cases, the government may need to face that some of its

traditional activities will simply no longer be possible—for example,

easily reading most transmissions that it intercepts. Instead, the

government could concentrate on providing industry with the means

to protect its information system. Indeed, in at least some cases it

would seem that using the government’s technical expertise to give

U.S. industry an edge in the IW wars may do more for national security

than collecting and decoding signals.

 

ENSURING DEMOCRATIC CONTROL OF IW POLICY

Reconciling information security obviously collides with allowing

easy access to information systems and freedom of expression.

However, IW presents another problem for American democracy.

It is possible to imagine ways in which offensive IW tactics might cost

less or be more effective than conventional military options; suffice it

to say that almost all the tactics ascribed to our opponents could, at

least potentially, be considered for adoption by the United States.

Yet the defense community rarely discusses the offensive use of information

warfare. The reason for this reticence is that, like intelligence

plans and systems, IW options are easily compromised once

the opponent learns about them. Even in the case of defensive IW,

some government officials are reluctant to discuss the threat, thinking

that raising attention to U.S. vulnerabilities will encourage new

groups to target the United States.

The problem is that it will be hard to integrate IW into U.S. defense

planning without building public support. Citizens will need to understand

why the government is undertaking IW programs and how

the programs may permit other military programs to be phased out.

Without public discussion and understanding of how IW capabilities

might replace some conventional military systems, the nation may

needlessly spend money for both conventional and IW programs.

Secrecy also tends to increase costs by limiting competition and reducing

the ability of DOD to draw on unclassified and commercial

programs. One reason why commercial information technology is

usually equal or superior to its military counterparts, and almost always

less expensive, is that greater competition in the private sector

forces innovation and pushes down prices.

Unless U.S. leaders deal with the problem of reconciling secrecy and

democracy, IW will likely remain a marginal asset. In fact, the political

system has considerable experience in dealing with such issues;

nuclear weapons, intelligence operations, and covert action are all

routinely reviewed by Congress and, at a more general level, are discussed

in the public media. It seems reasonable that the nation can

also have a public debate over the place of IW in U.S. defense policy

without compromising the policy itself.

 

PRESCRIPTIONS FOR PREPAREDNESS

Dealing with the IW threat and especially with aggressive attackers

who use IW as their main weapon against the United States will require

new approaches. In most cases, it will probably be impossible

to build a foolproof defense for the civilian information infrastructure.

But it should be possible to prevent "cheap kills" by informing

the general public and industry of the threat through formal and informal

networks for government-civilian cooperation.

In the case of vital military communications links and computer systems,

it may be possible to build hardened "point defenses," taking

extra steps to thwart attackers. These could include, for example,

building dedicated transmission lines for communications, isolating

critical computers from all outside networks, and using hardware

and software security systems that might be excessively expensive or

inconvenient for commercial use but which are necessary for vital

DOD systems. These measures would also need to be repeated in the

production of hardware and software, and in some cases dedicated

production lines might be necessary for the most sensitive systems.

Yet, because defense and deterrence are both so difficult to achieve

in IW, the best strategy to protect the most vital information systems

may be stealth—keeping the very existence of such an information

system a secret so that it does not become a target. Of course, "secret

information system" is the ultimate oxymoron, which is another way

of saying that such systems will also likely be among the most expensive,

inefficient, and difficult to use.

The most challenging measures, though, are likely to be political,

economic, and cultural. IW requires new concepts within DOD because

traditional approaches to military planning and military command

and control will not work for it. And the same is true across

society, where the measures for countering the IW threat will often

collide with the essential features of the democratic, free-market

system that an IW policy is intended to protect.




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